-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cr39zENR4F8WAxd2dQgwjjd4G04lvD4ei/qCksn4fzF5uGvDX14e47dM1C0Ccpok rskRCN7aFxK5utGwDkqXIg== 0000721641-99-000003.txt : 19990315 0000721641-99-000003.hdr.sgml : 19990315 ACCESSION NUMBER: 0000721641-99-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990312 GROUP MEMBERS: CHARLES P. STETSON, JR. GROUP MEMBERS: LOMBARD ASSOCIATES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARLTON TECHNOLOGIES INC CENTRAL INDEX KEY: 0000096988 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 221825970 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-10673 FILM NUMBER: 99563768 BUSINESS ADDRESS: STREET 1: 2828 CHARTER RD STE 101 CITY: PHILADELPHIA STATE: PA ZIP: 19154 BUSINESS PHONE: 2156766900 MAIL ADDRESS: STREET 1: 2828 CHARTER RD CITY: PHILADELPHIA STATE: PA ZIP: 19154 FORMER COMPANY: FORMER CONFORMED NAME: TELESCIENCES INC DATE OF NAME CHANGE: 19880201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOMBARD ASSOCIATES CENTRAL INDEX KEY: 0000721641 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 111362005 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 115 E 62ND ST CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: 115 E 62ND ST CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 INITIAL 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ___________)1 Marlton Technologies, Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) CUSIP No. 571263102 (CUSIP Number) March 3, 1999 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) X Rule 13d-1(c) Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G =============================== CUSIP No. 571263102 =============================== - ---------====================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Lombard Associates - ---------====================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] - ---------====================================================================== 3 SEC USE ONLY - ---------====================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION N/A - ----------------------========================================================= NUMBER OF 5 SOLE VOTING POWER SHARES -0- ------========================================================= BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 704,126 ------========================================================= EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- ------========================================================= PERSON WITH 8 SHARED DISPOSITIVE POWER 704,126 - ---------====================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 704,126 - ---------====================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------====================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.8 % - ---------====================================================================== 12 TYPE OF REPORTING PERSON* OO - ---------====================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 8 Pages 13G =============================== CUSIP No. 571263102 =============================== - ---------====================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Charles P. Stetson, Jr. - ---------====================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] - ---------====================================================================== 3 SEC USE ONLY - ---------====================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------------------========================================================= NUMBER OF 5 SOLE VOTING POWER SHARES -0- ------========================================================= BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 704,126 ------========================================================= EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- ------========================================================= PERSON WITH 8 SHARED DISPOSITIVE POWER 704,126 - ---------====================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 704,126 - ---------====================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------====================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.8 % - ---------====================================================================== 12 TYPE OF REPORTING PERSON* IN - ---------====================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 8 Pages Item 1. Issuer (a) Name of Issuer: Marlton Technologies, Inc. (b) Address of Issuer's Principal Executive Offices: 2828 Charter Road, Suite 101, Philadelphia, PA 19154 Item 2. Identity and Background. A. Lombard Associates ("Lombard") (a) Lombard Associates (b) c/o Private Equity Investors, Inc. 115 East 62nd Street New York, NY 10021 (c) N/A (d) Common Stock, par value $0.10 per share (the "Shares") (e) CUSIP No. 571263102 B. Charles P. Stetson, Jr. ("Stetson") (a) Charles P. Stetson, Jr. (b) c/o Private Equity Investors, Inc. 115 East 62nd Street New York, NY 10021 (c) United States (d)(e) The information set forth in (d) and (e) of Item 2(A) above is incorporated herein. With respect to the persons or entities listed above: (i) Lombard is filing with respect to the Shares held by it and (ii) Stetson is filing with respect to the Shares held by Lombard. (Lombard and Stetson shall collectively be referred to hereafter as the "Reporting Persons"). As sole proprietor of Lombard, a sole proprietorship, Stetson may be deemed to be the beneficial owner of all of such Shares held by Lombard. Page 4 of 8 Pages Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(ii)(F); (g) [ ] A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(ii)(G); (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ X ] Item 4. Ownership (a) Amount Beneficially Owned: The information set forth in Row (9) of the cover page hereto for each Reporting Person is incorporated herein by reference for each such Reporting Person. (b) Percent of Class: The information set forth in Row (11) of the cover page hereto for each Reporting Person is incorporated herein by reference for each such Reporting Person. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Page 5 of 8 Pages The information set forth in Row (5) of the cover page hereto for each Reporting Person is incorporated herein by reference for each such Reporting Person. (ii) shared power to vote or to direct the vote: The information set forth in Row (6) of the cover page hereto for each Reporting Person is incorporated herein by reference for each such Reporting Person. (iii) sole power to dispose or to direct the disposition of: The information set forth in Row (7) of the cover page hereto for each Reporting Person is incorporated herein by reference for each such Reporting Person. (iv) shared power to dispose or to direct the disposition of: The information set forth in Row 8 of the cover page hereto for each Reporting Person is incorporated herein by reference for each such Reporting Person. With respect to the persons or entities listed above: (i) Lombard is filing with respect to the Shares held by it and (ii) Stetson is filing with respect to the Shares held by Lombard. (Lombard and Stetson shall collectively be referred to hereafter as the "Reporting Persons"). As sole proprietor of of Lombard, a sole proprietorship, Stetson may be deemed to be the beneficial owner of all of such Shares held by Lombard. Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Page 6 of 8 Pages Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 8 Pages SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: March 11, 1999 LOMBARD ASSOCIATES By: /s/ Charles P. Stetson, Jr. Name: Charles P. Stetson, Jr. . /s/ Charles P. Stetson, Jr. Charles P. Stetson, Jr. -----END PRIVACY-ENHANCED MESSAGE-----